Welcome to the LeanForward, Inc. blog, which I’ve titled LeadingForward.

There is no doubt that the subject of leadership has been extensively addressed and that good research and thoughtful writing abound. The trouble, from my perspective, is that we still see far too many examples of irresponsible, unprincipled and ineffective leadership that have had a devastating impact on people and organizations. I want to be part of a movement that changes this reality and creates a core of leaders whose first priority is to serve those they lead and create positive results for all stakeholders.

In August of 2008, I left a decade of employment with Duke University to start my own company, LeanForward, Inc. I’ll wait for another day to discuss the wisdom of walking away from a secure job with a good income in the middle of a global crisis to begin a new venture. For now, just call it a leap of faith. For me, it has been a leap into a huge gap or void; not so much into an unknown and uncertain business climate, but rather into a vacuum created by a lack of principle-based leadership. This vacuum draws me – it compels me—to do something, anything, to help restore the faith people once had in leaders and redeem the hope and trust that have been lost.

The opportunity to work for an organization of the caliber of Duke (and several other good organizations over my career) provided me with a living laboratory for learning about leadership – i.e., what works and what doesn’t work in the real world. As an executive leader in human resources, I’ve had successes and my fair share of failures. I’ve tried to learn from all of these personal experiences, as well as the experiences of others. In fact, I’m still learning. The opportunity I have now is to work outside the confines of a particular organization in an effort to improve the practice of leadership across multiple organizations and industries. One way I can do this is by promoting the practice of “thought leadership.” I believe a good thought leader is someone who is a well-intentioned yet persistent provocateur and revolutionary. Provocateurs challenge embedded mental models – the cognitive shorthand we use each day to evaluate, define and respond to people and situations. Mental models need to be challenged when they keep us from being open to new ideas or inhibit our willingness to examine our conclusions about what is true. Revolutionaries challenge established practices, structures and authority. Practices, structures and authority need to be challenged when they fail to meet the legitimate needs and interests of people and organizations.

My personal mission is to play a part in helping to close the gap and fill the void created by poor leadership, and the systems and thinking that enable it. I hope this forum, and others like it, create a thoughtful, open and practical exchange of provocative, revolutionary and energizing ideas for building strong relationships and accomplishing superior results. I encourage you to join me in this effort. Your comments, suggestions and perspectives are always welcome. You may email at mark.rumbles@leanforwardinc.com.

 

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Mark Rumbles, President

LeanForward, Inc. 

Author of the LeadingForward Blog

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Friday
Jul242009

The 4C's of Performance

What makes a person successful at work? There are many answers to this question. Formulas for professional success litter the landscape. Some have been examined and tossed out as trash. Others have been applied with decent results but then been discarded after their relevance was exhausted. Still, a good number of the formulas remain in circulation because they contain sound principles. A few of these are even practical to implement. Over the past few years, as I have surveyed the best writing, research and practices on this subject – and factored in my own observations and experience – I have distilled job success down to three core components. I call them the 3C’s – Competence, Confidence and Commitment. Individuals who combine these three ingredients in an optimal manner produce predictable and reliable performance results. In essence, there is nothing new here; however, ferreting out these core components of performance does cut through a lot of the noise and bring some needed clarity and order to the messy landscape.

I have used the 3C’s formula for a number of years as a diagnostic tool and a framework for coaching and training. In working with individual clients, the first step is to identify the results that they are either not achieving, or not achieving with the desired level consistency. The second step involves tracing back the problem to see how it is rooted in competence, confidence and/or commitment. Using the C’s formula does not tell me or the client exactly what to do, but it does help us determine where to start and where to focus. For example, if the performance of a highly competent and confident individual starts to become inconsistent, it is likely that their level of commitment if flagging. We probe around until we identify the source of the “pain” and then work together to resolve it.

While the 3C’s has worked well for me, I have recently come to the conclusion that something important is missing. This has led me to the discovery the 4th “C” – a component that I have labeled “Conscience.” The problem with the 3C’s by themselves is that, while they produce predictable and reliable results, the results may not necessarily be positive ones. For instance, we could probably argue that Adolph Hitler was competent, confident, and committed in carrying out his objectives and that he produced predictable and reliable results. The results, however, consisted of unimaginable atrocities against innocent human beings. History is replete with examples of people who have been extremely competent, confident and committed in performing acts that have led to the detriment of people and organizations. . What was lacking was the 4th “C” – the moral centering influence of conscience. Unlike the original 3C’s, which are active ingredients, conscience plays a stabilizing role in the formula.

Let me take a minute to define each of the 4C’s to make sure we are all operating from the same frame of reference. These definitions are primarily written from the work perspective. They are also a work in progress.

Competence: The demonstrated ability of a person to perform a task or job function. It is essentially applied knowledge and skill that can be directly observed and measured. Competence can be honed through practice, feedback, reinforcement, rewards, and training.

Confidence: The degree to which a person believes he/she has the aptitude and ability to learn and successfully perform a task or job function. Confidence can be inferred through observation and measured through self-assessment. It can be increased through support, coaching, reinforcement and feedback about results.

Commitment: The degree of mental and physical effort a person is willing to expend to successfully perform a task or job function. Commitment can be inferred through observation and measured through self-assessment. It can be enhanced by aligning work tasks and goals with personal and professional interests and passions. It can also be bolstered by highlighting the significance and importance of the task and function with regard to the interests of the organization and those it serves.

Conscience: The ability to accurately reflect on one’s own behavior and determine what motives, thoughts, intentions, attitudes and actions are both true and morally right.

Given these definitions, it is easy to see how the original 3C’s work together and how the 4th “C” – conscience – play its role. Consider any performance task. If I do not possess the requisite competence to accomplish a job function, it is a non-starter. I can throw good doses of confidence and commitment into the mix, and operate from a healthy conscience, but that combination will only enable me to faithfully beat my head against the wall until I am rendered unconscious. Here is another example. If my conscience is at odds with the task or job function I am expected to complete, it will become a source of dissonance. The inconsistency between what I am expected to do and what I believe is right will either create a constant drag on my performance or cause me to stop performing altogether. These results will occur regardless of my level of competence, confidence or commitment.

Assuming conscience is not an issue, it is easy to see how the original 3C’s work together. If I possess competence and commitment, but lack confidence, I will stick with the job function for a while but will eventually lose heart when I encounter problems or obstacles. This will result in what I call “bailout.” Similarly, I can have adequate competence and confidence, but lack commitment. This end result of this combination is what I refer to as “burnout.” There is not enough fuel in my emotional tank. In that instance, I will stay with the task or job function until I reach of point of boredom, apathy or decide to change my priorities.

Armed with a simple formula for performance, you now have the basic tools for diagnosing performance issues and assessing what can be done to address them. Improving performance or correcting performance deficiencies requires that leader-managers accurately identify which elements of the performance equation are lacking. Failure to do this diagnosis may lead us to send a competent employee to training when the intervention that is needed is coaching and support because of flagging confidence. Likewise, we can give all the coaching and support in the world to an employee but it may have little affect if what the employee lacks is the requisite knowledge or skill to perform the task. The interplay of the 4C’s is what makes managing performance so complex but also very interesting.

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